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Just-so Stories: MCPH1 and ASPM

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Charles Darwin

Denis Noble

JP Rushton

Richard Lynn

L:inda Gottfredson



1350 words

Microcephalin, a gene regulating brain size, continues to evolved adaptively in humans” (Evans et al, 2005) “Adaptive evolution of ASPM, a major determinant of cerebral cortical size in humans” (Evans et al, 2004) are two papers from the same research team which purport to show that both MCPH1 and ASPM are “adaptive” and therefore were “selected-for” (see Fodor, 2008; Fodor and Piatteli-Palmarini, 2010 for discussion). That there was “Darwinian selection” which “operated on” the ASPM gene (Evans et al, 2004), that we identified it was selected, along with its functional effect is evidence that it was supposedly “selected-for.” Though, the combination of functional effect along with signs of (supposedly) positive selection do not license the claim that the gene was “selected-for.”

One of the investigators who participated in these studies was one Bruce Lahn, who stated in an interview that MCPH1 “is clearly favored by natural selection.” Evans et al (2005) show specifically that the variant supposedly under selection (MCPH1) showed lower frequencies in Africans and the highest in Europeans.

But, unfortunately for IQ-ists, neither of these two alleles are associated with IQ. Mekel-Boborov et al (2007: 601) write that their “overall findings suggest that intelligence, as measured by these IQ tests, was not detectably associated with the D-allele of either ASPM or Microcephalin.” Timpson et al (2007: 1036A) found “no meaningful associations with brain size and various cognitive measures, which indicates that contrary to previous speculations, ASPM and MCPH1 have not been selected for brain-related effects” in genotyped 9,000 genotyped children. Rushton, Vernon, and Bons (2007) write that “No evidence was found of a relation between the two candidate genes ASPM and MCPH1 and individual differences in head circumference, GMA or social intelligence.Bates et al’s (2008) analysis shows no relationship between IQ and MCPH1-derived genes.

But, to bring up Fodor’s critique, if MCPH1 is coextensive with another gene, and both enhance fitness, then how can there be direct selection on the gene in question? There is no way for selection to distinguish between the two linked genes. Take Mekel-Bobrov et al (2005: 1722) who write:

The recent selective history of ASPM in humans thus continues the trend of positive selection that has operated at this locus for millions of years in the hominid lineage. Although the age of haplogroup D and its geographic distribution across Eurasia roughly coincide with two important events in the cultural evolution of Eurasia—namely, the emergence and spread of domestication from the Middle East ~10,000 years ago and the rapid increase im population associated with the development of cities and written language 5000 to 6000 years ago around the Middle East—the signifigance of this correlation is not clear.

Surely both of these genetic variants have a hand in the dawn of these civilizations and behaviors of our ancestors; they are correlated, right? Though, they only did draw that from the research studies they reported on—these types of wild speculation are in the papers referenced above. Lahn and his colleagues, though, are engaging in very wild speculation—if these variants are under positive selection, that is.

So it seems that this research and the conclusions drawn from it are ripe for a just-so story. We need to do a just-so story check. Now let’s consult Smith’s (2016: 277-278) seven just-so story triggers:

1) proposing a theory-driven rather than a problem-driven explanation, 2) presenting an explanation for a change without providing a contrast for that change, 3) overlooking the limitations of evidence for distinguishing between alternative explanations (underdetermination), 4) assuming that current utility is the same as historical role, 5) misusing reverse engineering, 6) repurposing just-so stories as hypotheses rather than explanations, and 7) attempting to explain unique events that lack comparative data.

For example, take (1): a theory-driven explanation leads to a just-so story, as Shapiro (2002: 603) notes, “The theory-driven scholar commits to a sufficient account of a phenomenon, developing a “just so” story that might seem convincing to partisans of her theoretical priors. Others will see no more reason to believe it than a host of other “just so” stories that might have been developed, vindicating different theoretical priors.” That these two genes were “selected-for” means that, for Evans et al, it is a theory-driven explanation and therefore falls prey to the just-so story criticism.

Rasmus Nielsen (2009) has a paper on the thirty years of adaptationism after Gould and Lewontin’s (1972) Spandrels paper. In it, he critiques so-called examples of two genes being supposedly selected-for: a lactase gene, and MCPH1 and ASPM. Nielsen (2009) writes of MCPH1 and ASPM:

Deleterious mutations in ASPM and microcephalin may lead to reduced brain size, presumably because these genes are cell‐cycle regulators and very fast cell division is required for normal development of the fetal brain. Mutations in many different genes might cause microcephaly, but changes in these genes may not have been the underlying molecular cause for the increased brain size occurring during the evolution of man.

In any case, Currat et al (2006: 176a) show that “the high haplotype frequency, high levels of homozygosity, and spatial patterns observed by Mekel-Bobrov et al. (1) and Evans et al. (2) can be generated by demographic models of human history involving a founder effect out-of-Africa and a subsequent demographic or spatial population expansion, a very plausible scenario (5). Thus, there is insufficient evidence for ongoing selection acting on ASPM and microcephalin within humans.McGowen et al (2011) show that there is “no evidence to support an association between MCPH1 evolution and the evolution of brain size in highly encephalized mammalian species. Our finding of significant positive selection in MCPH1 may be linked to other functions of the gene.

Lastly, Richardson (2011: 429) writes that:

The force of acceptance of a theoretical framework for approaching the genetics of human intellectual differences may be assessed by the ease with which it is accepted despite the lack of original empirical studies – and ample contradictory evidence. In fact, there was no evidence of an association between the alleles and either IQ or brain size. Based on what was known about the actual role of the microcephaly gene loci in brain development in 2005, it was not appropriate to describe ASPM and microcephalin as genes controlling human brain size, or even as ‘brain genes’. The genes are not localized in expression or function to the brain, nor specifically to brain development, but are ubiquitous throughout the body. Their principal known function is in mitosis (cell division). The hypothesized reason that problems with the ASPM and microcephalin genes may lead to small brains is that early brain growth is contingent on rapid cell division of the neural stem cells; if this process is disrupted or asymmetric in some way, the brain will never grow to full size (Kouprina et al, 2004, p. 659; Ponting and Jackson, 2005, p. 246)

Now that we have a better picture of both of these alleles and what they are proposed to do, let’s now turn to Lahn’s comments on his studies. Lahn, of course, commented on “lactase” and “skin color” genes in defense of his assertion that such genes like ASPM and MCPH1 are linked to “intelligence” and thusly were selected-for just that purpose. However, as Nielsen (2009) shows, that a gene has a functional effect and shows signs of selection does not license the claim that the gene in question was selected-for. Therefore, Lahn and colleagues engaged in fallacious reasoning; they did not show that such genes were “selected-for”, while even studies done by some prominent hereditarians did not show that such genes were associated with IQ.

Like what we now know about the FOXP2 gene and how there is no evidence for recent positive or balancing selection (Atkinson et al, 2018), we can now say the same for such other evolutionary just-so stories that try to give an adaptive tinge to a trait. We cannot confuse selection and function as evidence for adaptation. Such just-so stories, like the one described above along with others on this blog, can be told about any trait or gene and explain why it was selected and stabilized in the organism in question. But historical narratives may be unfalsifiable. As Sterelny and Griffiths write in their book Sex and Death:

Whenever a particular adaptive story is discredited, the adaptationist makes up a new story, or just promises to look for one. The possibility that the trait is not an adaptation is never considered.


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